The Rise of FinTech: Transforming Personal Finance and Investment

Introduction:The financial services landscape is undergoing a seismic shift, courtesy of Financial Technology (FinTech). By harnessing the power of modern technology—from artificial intelligence and blockchain to mobile apps—FinTech is revolutionizing how we manage money, access banking services, and invest, making these processes more accessible, efficient, and tailored to individual needs. The Evolution of FinTech:FinTech has […]

Foresight Wealth Management, LLC and Adam E. Nugent

Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b)(6) and 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions […]

Shawn E. Good

Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial SanctionsRead More

Credit Suisse

Order Authorizing the Transfer to the U.S. Treasury of the Remaining Funds and Any Funds Returned to the Bulk Settlement Fair Fund in the Future, Discharging the Fund Administrator, Canceling the Administrator’s Bond, and Terminating the Bulk Settlement Fair FundRead More