Luther C. Speight, III and Luther Speight & Company, LLC
Luther C. Speight, III and Luther Speight & Company, LLCRead More
Third Friday Management, LLC and Michael E. Lewitt
Third Friday Management, LLC and Michael E. LewittRead More
Stephone N. Patton, Star Oil and Gas Company, Inc., et al.
Stephone N. Patton, Star Oil and Gas Company, Inc., et al.Read More
John Feloni and Stock Squirrel, Inc.
John Feloni and Stock Squirrel, Inc.Read More
SEC, MSRB, & FINRA to Hold Virtual Compliance Outreach Program
The Securities and Exchange Commission, Municipal Securities Rulemaking Board (MSRB), and Financial Industry Regulatory Authority (FINRA) today announced that registration is open for a virtual Compliance Outreach Program for municipal market…Read More
SEC Proposes Tailored Registration Form for Offerings of Registered Index-Linked Annuities
The Securities and Exchange Commission today proposed tailored disclosure requirements and offering processes for offerings of registered index-linked annuities (RILAs). The amendments would highlight key information about RILAs, allow insurance…Read More
Jonathan J. Ferrie
Post ContentRead More
Prager Metis CPAs, LLC, and Prager Metis CPAs LLP
Prager Metis CPAs, LLC, and Prager Metis CPAs LLPRead More
SEC Charges International Accounting Firm Prager Metis with Hundreds of Auditor Independence Violations
The Securities and Exchange Commission today announced charges against accounting firm Prager Metis CPAs, LLC and its California professional services firm, Prager Metis CPAs LLP, (together, Prager) for violating auditor independence rules and for aiding…Read More
Bin Hao and Qidian LLC
Bin Hao and Qidian LLCRead More
