James Michael Wines
James Michael WinesRead More
SEC Approves Revised Privacy Act Rule
The Securities and Exchange Commission today approved a rule to revise the Commission’s regulations under the Privacy Act, which is the principal law governing the handling of personal information in the federal government. The final rule clarifies,…Read More
SEC Adopts Rule Enhancements to Prevent Misleading or Deceptive Investment Fund Names
The Securities and Exchange Commission today adopted amendments to the Investment Company Act “Names Rule,” which addresses fund names that are likely to mislead investors about a fund’s investments and risks. The amendments modernize and enhance the…Read More
Lufkin Advisors, LLC; Chauncey Forbush Lufkin III
Lufkin Advisors, LLC; Chauncey Forbush Lufkin IIIRead More
Robert Del Prete
Robert Del PreteRead More
Faiz M. Chowdhury, DTI Holdings, Inc., and Quantum Age Corporation
Faiz M. Chowdhury, DTI Holdings, Inc., and Quantum Age CorporationRead More
William E. Miller
William E. MillerRead More
Tilila Walker Sumchai
Tilila Walker SumchaiRead More
Concord Management LLC and Michael Matlin
Concord Management LLC and Michael MatlinRead More
First Community Bancorp Inc /GA/
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