Citadel Securities, LLC
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Gosun Communications Limited Inc.
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SEC Charges Citadel Securities for Violating Order Marking Requirements of Short Sale Regulations
The Securities and Exchange Commission today announced settled charges against broker-dealer Citadel Securities LLC for violating a provision of Regulation SHO, the regulatory framework designed to address abusive short selling practices, which requires…Read More
Life Clips, Inc.
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Goldman Sachs & Co. LLC
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Carl M. Hennig, Inc.
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Kandi Technologies Group, Inc.
Kandi Technologies Group, Inc.Read More
Goldman to Pay SEC $6 Million in Penalties for Providing Deficient Blue Sheet Data
The Securities and Exchange Commission today announced settled charges against Goldman Sachs & Co. LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. Goldman agreed to pay a $6…Read More
Jonathan Becker
Jonathan BeckerRead More
EQUUS CAPITAL PARTNERS LP
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