Joint Readout of Principals’ Meeting of U.S. and UK Authorities Regarding Central Counterparty Resolution
Senior officials from the Securities and Exchange Commission, Federal Deposit Insurance Corporation, Commodity Futures Trading Commission, Federal Reserve Board, and Bank of England convened a hybrid meeting today to discuss certain issues relating to…Read More
Brian Marc Rubin
Brian Marc RubinRead More
Anthony B. Brandel and M.Y. Consultants, Inc.
Anthony B. Brandel and M.Y. Consultants, Inc.Read More
Frontier Wealth Management, LLC and Shawn Sokolosky
Frontier Wealth Management, LLC and Shawn SokoloskyRead More
SEC Division of Examinations Announces 2024 Priorities
The Securities and Exchange Commission’s Division of Examinations today released its 2024 examination priorities to inform investors and registrants of the key risks, examination topics, and priorities that the Division plans to focus on in the…Read More
Renavotio, Inc.
Post ContentRead More
Frederick L. Sharp et al.,
Frederick L. Sharp et al.,Read More
SEC Adopts Rule to Increase Transparency Into Short Selling and Amendment to CAT NMS Plan for Purposes of Short Sale Data Collection
The Securities and Exchange Commission today adopted new Rule 13f-2 to provide greater transparency to investors and other market participants by increasing the public availability of short sale related data. Congress directed the SEC in Section…Read More
SEC Adopts Rule to Increase Transparency in the Securities Lending Market
The Securities and Exchange Commission today adopted new Rule 10c-1a, which will require certain persons to report information about securities loans to a registered national securities association (RNSA) and require RNSAs to make publicly available…Read More
The Boeing Company
The Boeing CompanyRead More
