Insight Venture Management, LLC
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist OrderRead More
SEC Charges Private Equity Fund Adviser for Overcharging Fees and Failing To Disclose Fee Calculation Conflict
The Securities and Exchange Commission today charged New York-based investment adviser Insight Venture Management LLC with charging excess management fees and failing to disclose a conflict of interest to investors relating to its fee calculations. To…Read More
SEC Reopens Comment Period for Position Reporting of Large Security-Based Swap Positions
The Securities and Exchange Commission today reopened the comment period for its proposed rule for position reporting of large security-based swap positions that exceed certain thresholds, and the staff of the Commission’s Division of Economic and Risk…Read More
New York Passes Bill to Shield Abortion Providers Sending Pills to States With Bans
The measure is one of several recently enacted by states aiming to expand access to medication abortion for patients who live where it is outlawed.Read More
Hunter Biden Reaches Deal to Plead Guilty to Misdemeanor Tax Charges
Under an agreement with the Justice Department, the president’s son agreed to probation for filing his taxes late, and he can avoid a charge that he lied about his drug use when he bought a gun.Read More
U.S. Stocks Pull Back Tuesday as Market Rally Pauses
The major indexes marched higher in recent weeks as enthusiasm around artificial intelligence sent investors flocking to shares of megacap tech stocks.Read More
Jeffery D. Ansell
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist OrderRead More
Stanley Black & Decker, Inc.
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist OrderRead More
SEC Charges Stanley Black & Decker and Former Executive for Failures in Executive Perks Disclosure
The Securities and Exchange Commission today announced settled charges against Stanley Black & Decker Inc., a publicly traded tools company, for failing to disclose perquisites it provided to certain executives. In addition, Jeffery D. Ansell, a…Read More
OceanGate Was Warned of Possible ‘Catastrophic’ Problems with Titanic Mission
Leaders in the submersible vehicle industry urged the company in 2018 to undergo a more stringent certification process.Read More
