ROSEN, A HIGHLY RECOGNIZED LAW FIRM, Encourages DLocal Limited Investors to Inquire About Class Action Investigation – DLO
NEW YORK, March 30, 2023 /PRNewswire/ — WHY: Rosen Law Firm, a global investor rights law firm, continues its investigation of potential securities claims on behalf of shareholders of DLocal Limited (NASDAQ:DLO) resulting from allegations that dLocal may have issued materially misleading business information to the investing public. SO WHAT: If you purchased dLocal securities you may […]
John Barksdale, et al.
SEC Obtains Judgment Against Siblings Who Orchestrated Massive Crypto Asset FraudRead More
Sapere Wealth Management, LLC and Scott Trease
SEC Charges North Carolina Investment Firm and Its Principal for Recommending Clients Invest Millions in Unsuitable, Risky DealsRead More
FTX Founder Sam Bankman-Fried Denies New Charges
A lawyer also said he plans to challenge the new criminal counts, arguing they violate the terms of the former chief executive’s extradition. Read More
Wall Street Bonuses Fall by Most Since 2008
The average bonus was $176,000 last year, down 26% from 2021.Read More
Fed, Treasury Fine Wells Fargo for Sanctions Violations
The $97.8 million fine is for violating U.S. sanctions by allowing a foreign bank to make prohibited transactions.Read More
White House Calls for Tougher Midsize Bank Rules
The changes would apply to banks with $100 billion to $250 billion in assets, a group where the Federal Reserve is already rethinking its rules after two banks collapsed.Read More
SEC Charges Hedge Fund Trader and Broker-Dealer Partner in Multi-Million Dollar SPAC Insider Trading Scheme
The Securities and Exchange Commission today filed insider trading charges against Sean Wygovsky, a former trader at a Canadian asset management firm, and Christopher Matthaei, a former partner at a U.S. broker-dealer, for using nonpublic information in…Read More
Torq Looks to Create Bridge Across the Atlantic for Brazilian and UK Based Fintechs
Torq, the open innovation hub and corporate venture capital of the Brazilian financial software giant Sinqia, has launched the Fintech Innovation Challenge Crossborder Payment. The initiative aims to bring international payment technological solutions to Brazil. This comes as a result of great synergy between the UK and the South American giant. As well as recent […]
This Week in Fintech: TFT Bi-Weekly News Roundup 30/03
Welcome to The Fintech Times Bi-Weekly News Roundup on Thursday 30 March. Job moves Mark Body, a financial management professional and director, recently joined the advisory board at Birmingham-based fintech GFA Exchange. He is the former global CFO of HSBC ServCo, an £18billion business unit within the largest bank in Europe. Body’s involvement with GFA […]
