Citizens Financial Unit Investigated for Sales of Savings Product Controlled by Troubled Financier Greg Lindberg
Massachusetts securities regulators confirmed they are examining sales of annuities offered by Colorado Bankers Life Insurance.Read More
Deutsche Bank Selloff Puts Spotlight on Credit Derivatives
Last week’s selloff in the bank’s shares and bonds has drawn attention from regulators—and sparked debate about whether credit-default swaps fed the market stress.Read More
Spicer Jeffries LLP and Sean P. Tafaro, CPA
Order Instituting Public Administrative Proceedings Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission’s Rules of Practice, Making Findings, and Imposing Remedial SanctionsRead More
SEC Charges Private Fund Auditor and Audit Engagement Partner with Improper Professional Conduct
The Securities and Exchange Commission today announced settled charges against Spicer Jeffries LLP, an audit firm based in Denver, and audit engagement partner Sean P. Tafaro, for their improper professional conduct in connection with audits of two…Read More
UK Releases AI Regulation White Paper Amid Call For Stall to ‘AI Arms Race’
The UK’s new white paper on artificial intelligence (AI) regulation highlights a pro-innovation approach and addresses potential risks. Experts say there is a need for a collaborative, principles-based approach to tackle the AI arms race and maintain the UK’s global leadership. Key figures in AI are also calling for the suspension of training powerful AI […]
In first remarks to reporters on Nashville shooting, McCarthy says he must see ‘all the facts’ before backing gun control measures
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Jill Biden to attend Nashville shooting vigil today
First lady Dr. Jill Biden will travel to Nashville, Tennessee, later Wednesday to attend a vigil honoring the lives lost in the mass shooting at The Covenant School, the White House announced.Read More
Modi Tightens Grip on India’s Democracy, Wielding the Judiciary
The ouster from Parliament of India’s best-known opposition leader shows how Prime Minister Narendra Modi’s party is manipulating the judiciary, critics say.Read More
In Rare Show of Force, House Democrats Pressure Hochul on Climate Bill
Several House members, including Jerrold Nadler and Alexandria Ocasio-Cortez, are pushing the governor to fully support a climate policy proposed by the left-leaning Legislature.Read More
Surage Kamal Roshan Perera and Janues Capital Incorporated
SEC Obtains Emergency Relief Against Long Island Investment Adviser and Firm Charged with FraudRead More
