Milan Patel

SEC Charges Final Participant in Multi-Million Dollar Scheme to Spread and Trade On False Rumors About Public CompaniesRead More

The Options Clearing Corporation

Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 19(h) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-And-Desist OrderRead More

SEC Charges Options Clearing Corporation with Rule Failures

The Securities and Exchange Commission today announced that The Options Clearing Corporation (OCC) will undertake remedial efforts and pay $17 million in penalties to settle charges that it failed to comply with its SEC-approved Stress Testing and…Read More