Garrison Point Capital, LLC

Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, and Sections 9(b) and 9(f) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist OrderRead More

Alphacentric Advisors LLC

Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist OrderRead More

SEC Updates Electronic Filing Requirements

The Securities and Exchange Commission today announced that it adopted amendments to require certain forms that currently are permitted to be filed or submitted in paper format to be filed or submitted electronically. The amendments also amend certain…Read More

Guilty verdict in last year’s mass shooting at Minnesota health center

Gregory Ulrich, who killed one person and wounded four others in a mass shooting last year at a Minnesota health center, was found guilty Thursday of first-degree premeditated intentional murder, first-degree premeditated attempted murder and other charges, according to Wright County Attorney Brian Lutes. Read More