Regulators Probe Block Trading on Wall Street

Federal investigators are probing the business of block trading at Morgan Stanley, Goldman Sachs and other firms, examining whether bankers may have improperly tipped hedge-fund clients in advance of large share sales, according to people familiar with the situation.Read More

Sonant Systems, Inc.

Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934Read More

Symphony Acquisition Corp.

Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934Read More

CMS Asset Holdings, Inc.

Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934Read More

CurAegis Technologies, Inc.

Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934Read More

Coffee and Cake Episode 3: Galileo Financial Technologies

As the financial services workforce continues to adapt to remote working, this series will look at how remote engineering teams are able to navigate both innovation while moving forwards towards greater change. Our panellists will discuss what a new, distributed workforce now looks like, alongside some of the pain points, including: siloed teams, difficulties in […]